Tag Archives | Ethics

The Plot Thickens

The end of a melody is not its goal; and yet:
if a melody has not reached its end,
it has not reached its goal.

– Friedrich Nietzsche, The Wanderer and His Shadow

Beginning fiction writers are often told to ask themselves whether something they want to put in will “advance the story” or “advance the plot.” Rand, for example, wrote that an author should “devise a logical structure of events, a sequence in which every major event is connected with, determined by and proceeds from the preceding events of the story – a sequence in which nothing is irrelevant, arbitrary or accidental, so that the logic of the events leads inevitably to a final resolution.”

On the face of it this seems like bad advice. After all, the point of a story is not to get to the end as quickly as possible; it’s to enjoy the journey along the way. It’s certainly true that all the elements one includes should hang together organically and contribute positively to the work as a whole, but to equate that with pushing the plot along is to reduce the work to its plot.

Admittedly one function a story element can serve is to advance the plot. Advancing the plot is one desideratum among others, but in each case it needs to be weighed against competing considerations; it’s not an iron rule that trumps everything else.

Key Largo Consider Key Largo (a Bogart-Bacall movie far inferior to, say, The Big Sleep or To Have and Have Not). The characters are holed up in an inn during a hurricane, and being held hostage by a gangster, an escaped con who is waiting for a boat that will take him out of the country. The gangster has been reunited with his former girlfriend, an aging ex-singer, and at one point he demands that she sing to the group.

At that point the filmmakers have a choice: should she sing well or badly? is she still in good form, or is she over the hill? They choose to have her sing badly, and doing so indeed serves to move the plot along: her poor singing leads the gangster to treat her cruelly, which allows Bogart’s character to express sympathy for her, which in turn lays the groundwork for her betraying the gangster to help Bogart later on. Having her sing well wouldn’t have moved the plot forward at all. But just imagine: in the middle of a Florida Keys hurricane – the winds howling outside, the lights flickering – a singer stands up and sings beautifully, hauntingly, defying the storm without and the terror within …. Wouldn’t it have made a better scene? It would have improved the movie for this viewer, at least; I’d happily trade away the more plot-integrated scene for the more beautiful scene.

Nevertheless, the advice I mentioned above isn’t necessarily bad advice. We may think of it as remedial advice; advice that describes, not the way an accomplished practitioner would do things, but rather something that may help an un accomplished practitioner become accomplished. Aristotle says the right thing to do is whatever the wise person would do; but since he recognises that an unwise person may have trouble identifying what the wise person would do, he also recommends erring on the side of the vice that is the opposite of one’s own vice. For example, the coward should err on the side of being too bold and the rash person should err on the side of being too cautious. In this case his advice is not to do what the wise person would do (the wise person would not err on either side), but to do what will make it easier for one to develop the habits that help one become a wise person.

Similarly, the requirement often taught in grade school composition, that each paragraph should have a “topic sentence,” can look utterly crazy if it’s thought of as a description of what good writers do – since good writers of course do no such thing. But it’s less crazy advice (I’m not actually convinced that it’s especially good advice, but anyway it’s less crazy) if thought of as on a par with training wheels, as a way of forcing writers to think about the unity of their paragraphs, and thus curbing the tendency to make breaks among paragraphs arbitrary.

On the same principle, telling writers to make sure that every element advances the plot no matter what can be good remedial advice, as a corrective to the tendency of inexperienced writers to let their stories become episodic and fragmented. But this shouldn’t be confused with a description of what accomplished writers actually do. And fortunately, writers (e.g., Rand) who give this sort of advice as though it were something more than remedial are usually too sensible to follow it religiously in their own works. (Rand is not fanatically averse to coincidence in her plots, for example.)


Utilitarian Barbecue

It is a transgression, the great Transgression of Preference, to love any among men better than the others, since we must love all men and all men are our friends.
– Ayn Rand, Anthem

Apropos of our recent discussion of utilitarianism, I’ve been thinking about anarchist pioneer William Godwin, who took the principle of utility to the length of rejecting all personal attachments, famously claiming that one should save a stranger over one’s own mother if the stranger were an important public benefactor (either intrinsically or through his effects) and one’s mother not:

In a loose and general view I and my neighbour are both of us men, and of a consequence entitled to equal attention; but in reality it is probable that one of us is a being of more worth and importance than the other. A man is of more worth than a beast, because, being possessed of a higher faculties, he is capable of a more refined and generous happiness. In the same manner the illustrious Archbishop of Cambray was of more worth than his chambermaid, and there are few of us who would hesitate to pronounce, if his palace were in flames, and the life of only one of them could be preserved, which of the two ought to be preferred.

William Godwin Supposing I had been myself the chambermaid, I ought to have chosen to die rather than that Fenelon should have died. The life of Fenelon was really preferable to that of the chambermaid. But understanding is the faculty that perceives the truth of this and similar propositions, and justice is the principle that regulates my conduct accordingly. It would have been just in the chambermaid to have preferred the Archbishop to herself. To have done otherwise would have been a breach of justice.

Supposing the chambermaid to have been my wife, my mother, or my benefactor, this would not alter the truth of the proposition. The life of Fenelon would still be more valuable than that of the chambermaid, and justice, pure unadulterated justice, would still have preferred that which was most valuable. Justice would have taught me to save the life of Fenelon at the expense of the other. What magic is there in the pronoun ‘my’ to overturn the decisions of everlasting truth? My wife or my mother may be a fool or a prostitute, malicious, lying, or dishonest. If they be, of what consequence is it that they are mine? (Enquiry Concerning Political Justice, First Edition (1793)

In later editions, Godwin responded to public outcry by changing the sex of the sacrificed parent and adding some further reasoning, but the doctrine remained unchanged:

In a loose and general view I and my neighbour are both of us men; and of consequence entitled to equal attention. But, in reality, it is probable that one of us is a being of more worth and importance than the other. A man is of more worth than a beast; because, being possessed of higher faculties, he is capable of a more refined and genuine happiness. In the same manner the illustrious archbishop of Cambray was of more worth than his valet, and there are few of us that would hesitate to pronounce, if his palace were in flames, and the life of only one of them could be preserved, which of the two ought to be preferred.

father and sonBut there is another ground of preference, beside the private consideration of one of them being further removed from the state of a mere animal. We are not connected with one or two percipient beings, but with a society, a nation, and in some sense with the whole family of mankind. Of consequence that life ought to be preferred which will be most conducive to the general good. In saving the life of Fenelon, suppose at the moment he conceived the project of his immortal Telemachus, should have been promoting the benefit of thousands, who have been cured by the perusal of that work of some error, vice and consequent unhappiness. Nay, my benefit would extend further than this; for every individual, thus cured, has become a better member of society, and has contributed in his turn to the happiness, information, and improvement of others.

Suppose I had been myself the valet; I ought to have chosen to die, rather than Fenelon should have died. The life of Fenelon was really preferable to that of the valet. But understanding is the faculty that perceives the truth of this and similar propositions; and justice is the principle that regulates my conduct accordingly. It would have been just in the valet to have preferred the archbishop to himself. To have done otherwise would have been a breach of justice.

Suppose the valet had been my brother, my father, or my benefactor. This would not alter the truth of the proposition. The life of Fenelon would still be more valuable than that of the valet; and justice, pure, unadulterated justice, would still have preferred that which was most valuable. Justice would have taught me to save the life of Fenelon at the expense of the other. What magic is there in the pronoun “my,”” that should justify us in overturning the decisions of impartial truth? My brother or my father may be a fool or a profligate, malicious, lying or dishonest. If they be, of what consequence is it that they are mine? (Enquiry Concerning Political Justice, Second Edition (1796) and subsequent editions)

But a few years later, in a reply to some hysterical ranting criticism from Samuel Parr, Godwin revised his position somewhat, taking a more accommodating stance, on indirect-utilitarian grounds, toward acting on personal attachments – though he continued to think that on the whole it would be preferable to sacrifice the parent to save Fénelon.

I’m not a utilitarian, of either the direct or the indirect variety (for some of my reasons, see my critique of Leland Yeager), and I have no sympathy either for Godwin’s throw-momma-from-the-train position or for the kinder-gentler version of indirect utilitarianism that allows us to act on personal attachments solely because the general policy of so allowing works out to the common benefit.

But I think Godwin deserves credit, in his reply to Parr, for drawing a distinction between criterion and motive that most philosophers think entered the utilitarian arsenal only much more recently. No, this distinction doesn’t make Godwin’s version of utilitarianism genuinely viable; but it makes it a good bit more subtle and sophisticated than it is often taken to be. Godwin is one of those many early thinkers who deserve more attention than they receive. Here’s an excerpt from Godwin’s reply:

[F]or more than four years, I have been anxious for opportunity and leisure to modify some of the earlier chapters of that work [Enquiry Concerning Political Justice] in conformity to the sentiments inculcated in this. Not that I see cause to make any change respecting the principle of justice, or any thing else fundamental to the system there delivered; but that I apprehend domestic and private affections inseparable from the nature of man, and from what may be styled the culture of the heart, and am fully persuaded that they are not incompatible with a profound and active sense of justice in the mind of him that cherishes them. …

A sound morality requires that nothing human should be regarded by us as indifferent; but it is impossible we should not feel the strongest interest for those persons whom we know most intimately, and whose welfare and sympathies are united to our own.

True wisdom will recommend to us individual attachments; for with them our minds are more thoroughly maintained in activity and life than they can be under the privation of them, and it is better that man should be a living being, than a stock or a stone. True virtue will sanction this recommendation; since it is the object of virtue to produce happiness; and since the man who lives in the midst of domestic relations, will have many opportunities of conferring pleasure, minute in the detail, yet not trivial in the amount, without interfering with the purposes of general benevolence. Nay, by kindling his sensibility, and harmonizing his soul, they may be expected, if he is endowed with a liberal and manly spirit, to render him more prompt in the service of strangers and the public. …

Here is a full and explicit avowal of all I acknowledge or perceive to be erroneous upon this point in the Enquiry Concerning Political Justice …. [I]t is right we should have a clear idea how far my admissions already recited militate with any thing advanced in my original treatise. The idea of justice there contained is, that it is a role requiring from us such an application of “our talents, our understanding, our strength, and our time,” as shall, in the result, produce the greatest sum of pleasure, to the sum of those beings who are capable of enjoying the sensation of pleasure. – Now, if I divide my time into portions, and consider how the majority of the smaller portions may be so employed, as most effectually to procure pleasure to others, nothing is more obvious, than that many of these portions cannot be employed so effectually in procuring pleasure, as to my immediate connections and familiars: he therefore who would be the best moral economist of his time, must employ much of it in seeking the advantage and content of those, with whom he has most frequent intercourse. Accordingly it is there maintained, that the external action recommended by this, and by the commonly received systems of morality, will in the generality of cases be the same, all the difference lying in this, that the motives exciting to action, upon the one principle, and the other, will be essentially different.

Here, according to my present admission, lies all the error of which I am conscious, in the original statement in the Enquiry Concerning Political Justice. I would now say that, “in the generality of cases,” not only the external action, but the motive, ought to be nearly the same as in the commonly received systems of morality; that I ought not only, “in ordinary cases, to provide for my wife and children, my brothers and relations, before I provide for strangers …” but that it would be well that my doing so, should arise from the operation of those private and domestic affections, by which through all ages of the world the conduct of mankind has been excited and directed.

There is a distinction to be introduced here, with which I am persuaded Dr. Parr is well acquainted, though for some reason he has chosen to pass over one side of this distinction entirely in silence in his Sermon, between the motive from which a virtuous action is to arise, and the criterion by which it is to be determined to be virtuous. The motives of human actions are feelings, or passions, or habits. Without feeling we cannot act at all; and without passion we cannot act greatly. But, when we proceed to ascertain whether our actions are entitled to the name of virtue, this can only be done by examining into their effects, by bringing them to a standard and comparing them with a criterion.

I cannot be mistaken in affirming that Dr. Parr and I are agreed about this criterion. … We are agreed … that “that action or principle which does not tend to produce a general overbalance of pleasurable sensation, is not virtuous.”

What then is the most essential difference between us as to the principle of morals? Simply this, that Dr. Parr is inclined to lay most emphasis, and most frequently to remind those he would instruct, of the motive from which as human beings their moral actions must spring, and that I would oftenest and most earnestly remind them of the criterion by which they must ascertain whether their actions are virtuous. …

Let us consider here for a moment the case, so often attacked with all the weapons of argument and ridicule, of Fenelon and the valet, and ask how far the decision of this case will be affected, by the admission of the domestic affections. …

Dr. Parr well observes that this is a question of “unusual duties,” and a case, “imaginary” he calls it, I would say, that perhaps will scarcely happen once in the history of an age. That it is not imaginary, will be evident to every man who recollects that a decision precisely on the same principles happened in the life of Timoleon, and a second time in that of Lucius Junius Brutus, to confine myself to instances of the most consummate notoriety. The reader however is bound in fairness to recollect the unusualness of the case, and to bear in mind that, whichever way it is decided, it can have no tendency to shake the domestic affections in the ordinary intercourses of life. Dr. Parr indeed, because it is unusual and extreme, treats it as criminal to have called towards it the attention of mankind. In this I do not agree with him. It is a question which must be tried by the criterion of all virtue. If indeed, as Dr. Parr seems to think (judging from the sacred silence he has preserved concerning it in the course of an argument where it must have obtruded itself on his mind a thousand times), this criterion by which all our actions are to be tried, this book of life by which must be decided the merits and demerits of every day of our existence, must slumber in awful repose to the resurrection of the dead, then it may be a crime to enquire into the respective claims of Fenelon and his valet. But, as has already appeared, I hold, that this criterion cannot be consulted too often, that the recollection or non-recollection of it constitutes the main difference between the Livonian peasant and the sage, and that it would be well for mankind and the generation of an accomplished moral character, that justice and philanthropy should be converted into a passion and made one of the stirring and living thoughts of our bosom. I conceive that there must lurk a secret contradiction in terms, in the idea of a criterion which is never to be consulted; and, I do not know how our acquaintance with, and facility in the application of, this criterion can be so effectually improved, as by frequently consulting it, and applying it to cases of a certain niceness and delicacy. …

In revising the question of Fenelon and the valet, in its relation to the sacredness, the beauty and utility of the domestic affections, three things are principally to be observed.

Francois Fenelon: the man for whose sake your mommy should die First, I will suppose that I save in preference, the life of the valet, who is my father, and in so doing intrench upon the principle of utility. Few persons even upon that supposition will be disposed severely to blame my conduct. We are accustomed and rightly accustomed, to consider every man in the aggregate as a machine calculated to produce many benefits or many evils, and not to take his actions into our examination in a disjointed and separate manner. If, without pause or hesitation, I proceed to save the life of my father in preference to that of any human being, every man will respect in me the sentiment of filial affection, will acknowledge that the feeling by which I am governed is a feeling pregnant with a thousand good and commendable actions, and will confess, according to a trite, but expressive, phrase, that at least I have my heart in the right place, that I have within me those precious and inestimable materials out of which all virtuous and honourable deeds are made.

But, secondly, the consideration of the domestic affections, and their infinite importance to “the culture of the heart,” does essentially modify the question of utility, and affect the application of the criterion of virtue. The action, viz., the saving of the life of Fenelon, is to be set against the habit, and it will come to be seriously considered, whether, in proportion to the inequality of the alternative proposed to my choice, it will contribute most to the mass of human happiness, that I should act upon the utility of the case separately taken, or should refuse to proceed in violation of a habit, which is fraught with a series of successive utilities.

Thirdly, it is proper to notice the deception which Dr. Parr and his coadjutors put upon themselves and others, in constantly supposing that, if the father is saved, this will be the effort of passion, but if Fenelon is saved, the act will arise only from cool, phlegmatic, arithmetical calculation. No great and honourable deed can be achieved, but from passion. If I save the life of Fenelon, unprompted to do so by an ardent love of the wondrous excellence of the man, and a sublime eagerness to achieve and secure the welfare and improvement of millions, I am a monster, unworthy of the appellation of a man, and the society of beings so “fearfully and wonderfully made,” as men are.

I perceive that I did not sufficiently take into mind the prejudices and habits of men, when I put the case of Fenelon, the writer of certain books of reasoning and invention. The benefit to accrue from the writing of books is too remote an idea, to strike and fill the imagination. If I had put the case of Brutus, and supposed that upon the preservation of his life, against which his sons appear so basely to have conspired, hung all the long series of Roman freedom and Roman virtue … few persons, I believe, would have felt any difficulty in deciding. It would easily have been seen, that to have sacrificed any life, rather than suffer the destruction of a man who could alone preserve his contemporaries and future ages from barbarism and slavery, was a proper theme for passion, for the exercise of that illustrious and godlike philanthropy, which constitutes the highest merit the human heart is able to conceive. (Thoughts Occasioned by the Perusal of Dr. Parr’s Spital Sermon (1801)

Apropos of Godwin’s reference to Brutus (incidentally not to be confused with the Brutus who helped assassinate Caesar), I note in passing that while both the Greeks and the Romans were fond of legends in which a father sacrifices a son or daughter for the good of the state, in the Roman versions the father (e.g., Brutus, Manlius Torquatus …) is generally portrayed as noble and heroic for doing this, whereas in the Greek versions the father (e.g., Agamemnon, Idomeneus …) incurs the disfavour of the gods. Yet another reason for preferring the Greeks to the Romans ….


Reflections on Utilitarianism

Sheldon Richman cites your humble correspondent on rule-utilitarianism and rule-egoism in his latest editorial.

Bentham's Auto-Icon I’m not sure how far I agree with Sheldon’s suggestion that utilitarianism is “a product of the positivist mindset, which held that reason can’t judge ultimate values.” That’s certainly true of the kind of utilitarianism we find in Mises, Hazlitt, and Yeager. But is it equally true of classical utilitarians like Bentham, Godwin, Mill, Spencer, Sidgwick, and Moore? Well, to some extent it is; those thinkers mostly accepted Hume’s argument that ultimate value judgments couldn’t be rationally proven. But does that mean they regarded the choice of ultimate values as purely arbitrary?

That’s a tricky question. Bentham and Godwin based their utilitarianism on theories about human psychology. Mill thought that while we can’t prove the value of pleasure directly, we can prove it indirectly, by showing that it’s presupposed as a first principle in all our evaluative practice. Spencer thought we couldn’t coherently deny the value of pleasure, because pleasure is the form of ethical intuition (in the same way that Kant thought space and time are the forms of sensory intuition); and while he granted that he couldn’t prove that life contains on balance more pleasure than pain, he thought once that premise was granted, all the rest of his theory followed. Sidgwick thought he could show that utilitarianism and ethical egoism are the only defensible theories, but that we couldn’t prove which was preferable. Moore thought we could know ultimate values by intuition. It’s hard to know how to categorise these positions.

I think what led utilitarians most astray was the loss of the Aristotelean category of constitutive means, and thus the reduction of all means-end relationships to instrumental ones; and this in turn was the result of a tendency to emphasise causal relations over conceptual ones, which in still further turn stemmed from the prevailing empiricist, mechanistic, and psychologistic approach that prevailed in early British philosophy.


Mises Was a Red

Cylon raiders over Grand Central Station 1. I’m back from the Misesfest (appropriately held next to Grand Central Station, which Mises used to cite as an example to illustrate Austrian methodology). Great conference! My contribution, “Mises as Radical: Retrospective on Rothbard’s Thesis,” is now online.

A few other items:

2. One of the two NYC hotels I stayed in (the less fancy one) had the following sign posted in the passenger elevator: “This is not a passenger elevator. It is unlawful for any person other than the operator or those necessary for handling freight to ride on this elevator.” A law not rigorously enforced, I guess.

3. I’m sad to see that Laissez Faire Books, whose catalogues I’ve been getting since I was an undergraduate, is going out of business. But on reflection it’s not surprising; I realise I haven’t ordered anything from them for quite a while, and I suspect that’s true of many others as well, and for the same reason – in the age of the internet it’s just not as crucial a resource as it used to be.

4. On the science-fiction front, check out some major spoilers for Galactica: Razor (conical hat tip to Norm Singleton) and rumours of a brand-new Dune movie.


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